Quick answer
Fastrak client reporting software ensures FCA compliance through complete audit trails, automatic inclusion of regulatory content, and secure data handling. Built on FINIO's reconciled data feeds with transparent calculation methodologies.
FCA compliance features:
| Area |
Focus |
What’s included |
| Audit & documentation |
Reporting governance |
• Complete audit trail for all report generation
• Version control and change tracking
• Automated compliance content inclusion
• Transparent calculation methodologies
|
| Data security & protection |
Client data safety |
• Secure client portal delivery
• Data encryption in transit and at rest
• Access logging and monitoring
• GDPR-compliant data handling
|
| Regulatory content management |
Ongoing compliance |
• Automatic terms & conditions inclusion
• Standardised risk warnings
• Market commentary integration
• Regulatory update notifications
|
Fastrak client reporting software uses FINIO data hub's reconciled data feeds as its foundation. It keeps complete audit trails for every report that gets generated, which covers your regulatory requirements and internal quality checks.
All client reports automatically include terms and conditions, risk warnings, and market commentary. This cuts down compliance risks while keeping everything looking professional.
Client information stays secure throughout the whole reporting process, with secure portal delivery that meets data protection requirements. Reports show detailed information and transparent calculations so clients can see exactly what's what.
Clean source data plus consistent reporting processes means Fastrak works well for wealth management firms that need secure reporting software they can customise to their business.
Compliance checklist - What Fastrak handles:
- COBS requirements: Risk warnings and client categorisation
- Data protection: GDPR-compliant handling and storage
- Audit requirements: Complete documentation and version history
- Record keeping: Automated storage and retrieval systems
Common compliance scenarios:
- Regulatory audit: All report generation data available for review
- Client complaints: Full audit trail shows calculation methodology
- Data requests: Secure portal access with detailed logging
- Fee transparency: Clear breakdown of all charges and calculations
- Performance reporting: Consistent methodology across all client reports
Next steps:
Linked FAQs:
- Does Fastrak help with compliance reporting?
- Is Fastrak reporting software secure?
- How quickly can Fastrak be implemented in a firm?
